Introductory Remarks
The Europeanisation of Europe
'The Europeanisation of Europe' or 'The Formation of Western Christendom'
would seem an appropriate headline for the period between the 9th
and the 14th century. While in the beginning of the period, the
northern and eastern borders of Western Christendom did not extend
much further than the Roman Empire had done, by its end, the region
included the whole of Scandinavia, both sides of the Baltic, and
the Western Slav region which had now become the kingdoms of Poland,
Bohemia, and Hungary. The process has often been described as a
spread or a conquest, either in the literal or in the figurative
sense. This is largely the perspective of Robert Bartlett's influential
book, The Making of Europe (1993), which shows how castles, heavy
cavalry, and their concomitant institutions, i.e. manorialism and
feudalisation, spread from the centre to the periphery. In a similar
way, the cultural change of the period is often understood as the
spread of Christian elite culture from the centre to the periphery.
The metaphor of cultural 'conquest' or 'spread', however, is not
altogether satisfactory. It tends to overemphasise the similarities
between the regions of the centre at the beginning of the process
as well as those of the periphery at its end. Instead we find it
helpful to view the development of the periphery by using an economic
metaphor: Did the new regions of Europe receive wholesale 'cultural
packages'? Or did they import selected items? Or did they produce
their own cultural goods on the basis of a vague and heavily mediated
external influence? Questions such as these recognise the general
direction of cultural expansion without being prejudiced against
a more complex traffic of cultural exchange.
The international character of Western Christendom is striking.
The learned elite all over Christendom could communicate through
the Latin language, were educated in basically the same mode of
thought, and familiar with the same authorities. Appeals, petitions,
and legal conflicts reached Rome from all parts of Europe. On the
other hand, the elite was numerically very small, and communication
over great distances normally depended on prior acquaintance, as
most of the means of communication taken for granted by modern intellectuals
were lacking: printed books, periodicals, newspapers, etc. Hand-written
books might be sent over large distances, while at the same time
being unknown in the neighbouring town. Thus, although the intellectual
'means of production' made possible long-distance communication,
this did not prevent most intellectual milieux from having mainly
local significance. The 'conquest' of the periphery from the centre
and the unity of the European elite culture should therefore not
be exaggerated.
The same applies to the political and administrative aspect. Admittedly,
there is clear evidence of the superiority of the centre in the
technological and institutional field. Western military technology
was imported largely because of practical experience, as a result
of defeats in wars against Western armies. The introduction of bureaucracy,
taxation, and written records was necessary to meet competition
from Western kingdoms. The countries bordering the German Empire
were from the 10th century onwards faced with the alternatives:
adapt or perish. Nevertheless, the difference between centre and
periphery can hardly be understood in analogy to the later difference
between the European colonists and the native countries. First,
we have to do with a Europeanisation of the centre as well as the
periphery. Western Europe around 1300 was very different from what
it had been 300 years earlier, politically as well as culturally.
Both the development of a relatively homogenous elite culture and
the political centralisation and military specialisation took place
at about the same time as the extension of Western Christendom.
Second, the contacts between centre and periphery go far back in
history, and we have to do with 'selective adaptation' in the political-administrative
as well as in the cultural field. Third, the influence did not always
go from the centre to the periphery, but also in the opposite direction.
European culture is not only formed by the Mediterranean tradition
from Antiquity, but also by the encounter with the Germanic and
Slav peoples who were integrated in Western Christendom from the
9th century onwards. Similarly, the Europeanised elite in the periphery
made important contributions to the common European culture, notably
in the Later Middle Ages, when universities were established all
over the area, starting with Prague in 1347/48. In the 16th century,
the first decisive steps towards the modern model of the cosmos
were taken by a Pole, Kopernik (Copernicus), a Dane, Tycho Brahe,
and a German working in Prague, Johannes Kepler.
In addition to Europeanisation in the sense of export from the
centre to the periphery, we intend to focus particularly on the
process of adaptation and on the specific contributions from the
periphery. In this way we hope to avoid both extremes, the nationalistic
attitude on the one hand and the idea that everything of importance
came from abroad on the other. However, we not only aim at throwing
light on the periphery by comparing it to the centre, but also the
other way round. What does the centre look like when seen from the
periphery? What is actually the relationship between the international,
high culture of the Middle Ages and local and regional traditions?
In other words, we want to challenge the more or less implicit assumption
of most medievalists that medieval Europe for most purposes was
confined to the area south of Jutland and west of the Oder.
Four Projects
The size and complexity of the CMS's programme necessitate a careful
selection of more manageable themes that can throw light on the
main problems with which we want to deal. These can be roughly grouped
into four main areas of research, in the following referred to as
projects, which address the main challenges in the field, i.e. the
tensions between the common Latin culture and indigenous traditions,
between political diversity and cultural homogeneity, and between
religious and secular thought. We have given them the following
headings: (1) The arrival of writing, (2) Religion between unity
and variety, (3) State formation and political culture, and (4)
The construction of the past. As appears from our CVs and the lists
of our publications and partners, we have done extensive research
within the fields covered by one or more of these projects, and
the group as a whole is well qualified to deal with them.
(1) The first project deals with a phenomenon that is not specifically
European, but common to all great civilisations, i.e. the arrival
of writing. Here we are dealing with perhaps the most important
technology imported from the centre, without which the rest of the
cultural import would have been impossible. Although some of the
pioneers in the study of orality and literacy may have exaggerated,
there can be little doubt about the importance of the introduction
of writing to the European periphery from the 11th century onwards.
Writing was not a 'neutral' technology; it was accompanied by a
religion, a culture, and a language, all regarded as superior.
We shall focus on five aspects, four empirical and one theoretical.
The first aspect is the relationship between oral and written. Here
Scandinavia assumes a particular importance because of the strong
marks the oral tradition has left on the extant Old Norse literature.
The second aspect is the relationship between Latin and the vernacular,
in particular the importance of the former as the main literary
and administrative language of the periphery and its influence on
the latter. The third aspect is the symbolic and practical communication
made possible by the handwritten book as a medium. A study of this
is closely related to the institutionalisation of religion (cf.
Project 2 below) and to the general question of cultural encounter,
intellectual debate and the gradual rise of an elitist public sphere.
The fourth aspect is the administrative use of writing, which will
be studied in close connection with royal and ecclesiastical government
(Projects 2 and 3). And fifth, we want to contribute to the further
development of theory on the relationship between oral and literate
culture.
(2) The Christian religion is the main expression of the common
European culture in the period. We intend to examine the Christianisation
of the periphery in a broad comparative perspective and in close
connection with the problem of state formation. Second, we shall
deal with religious thought and practice, learned as well as popular,
during the following period, e.g. religious literature, the cult
of the saints, new forms of devotion, and the relationship between
local traditions and the new religion imported from the centre.
And third, we shall do a comparative study of the ecclesiastical
organisation in the various parts of the periphery, with particular
emphasis on the relationship to the papacy, on which important new
material has recently become available and is being edited by one
member of our group (Jørgensen).
(3) State formation represents a different approach to the relationship
between unity and diversity than does Christianisation. On the one
hand, the inclusion of the periphery into Western Christendom deepened
its political division, on the other, the state itself and its institutions
were largely part of the common European culture. We intend to look
at the process from a comparative perspective, taking into account
the research on state formation within the social sciences as well
as recent research on medieval history. First, we shall study the
establishment of kingdoms and principalities within the northern
and eastern periphery from the 9th and 10th centuries onwards in
a comparative perspective, rather than as a stage in the formation
of each national state. Second, we shall examine the further development
of these entities, from a political, social, and cultural point
of view, notably the transition from personal lordship to bureaucratic
kingship and the relationship between two, apparently opposite impulses
from the centre: bureaucratisation and feudalisation. Third, we
shall deal with the interstate unions in Scandinavia and Eastern
Europe in the Later Middle Ages and the importance of dynastic and
constitutional elements in this process.
(4) One cultural activity will receive particular attention, i.e.
the representation and construction of the past, which was expressed
through a variety of cultural and literary forms. We shall pay particular
attention to historiography, because of its importance for the study
of ecclesiastical culture and state formation, as well as its potential
of focalising some of the main tensions within the culture of Western
Christendom, i.e. between the classical heritage and Christianity
and between universal and national traditions. Further, a large
number of texts have been preserved from all over the periphery,
which have only to a limited degree been the subject of scholarly
studies.
First, we shall focus on how the various peoples of the periphery
treated their distant past, notably how they tried to relate it
to the mainstream of universal history, i.e. biblical and classical,
particularly Roman history. Second, we shall deal with the linguistic
and literary aspects of the texts, their use of Latin or the vernacular,
their narrative patterns and rhetorical techniques, and the extent
to which they use classical models. Such analyses will draw both
on recent trends in manuscript studies and library history as well
as discourse theory developed in connection with modern historiography.
The importance of this aspect has to be considered in relationship
to the third one, which is closely connected to our research on
state formation, and deals with how politics, society, and human
actions are represented in these texts. To what extent can historical
writings be understood as the expression of the contemporary understanding
of politics and society, and to what extent are they determined
by ecclesiastical ideology or influence from the Bible or classical
historiography and rhetoric? Our fourth subject of study is the
relationship between secular and Christian culture, for which historiography
forms an important source. Medieval historiography deals with the
history as salvation as well as with war heroes and struggle for
honour and material gain. A study of these different approaches
will help us to understand the tension between religious and secular
culture within Western Christendom and the differences and similarities
in this respect between centre and periphery.
Main Directions and Problems in the CMS's Programme
The four projects will in various ways throw light on the main
theme of the relationship between centre and periphery and the cultural
exchange mechanisms at work between the two. Writing, Christianity,
new ideas of politics as well as new techniques of government and
administration, and the construction of the local past were all
received, imported or produced on a pattern set by the central core
of Western Christendom from the 9th and 10th centuries onwards:
However, they were not introduced in a cultural or social vacuum.
They were adopted selectively and mixed with local traditions. Nor
were they to be found fully developed in the central core, but contributed
to cultural and social transformations there as well as in the periphery.
By studying these processes, we therefore hope to contribute to
the understanding of the relationship between local traditions and
external influence, as well as between cultural expressions on the
one hand and political and social praxis on the other. The four
projects are sufficiently different to throw light on various aspects
of the main problem and sufficiently interrelated for the scholars
working within each of them to cooperate and draw comparisons between
their respective fields. The introduction of writing is fundamental
to all the other projects. The study of Church and religion and
of state formation traces main lines of influence from the centre
to the periphery and how the periphery reacted to this influence.
The construction of the past serves as a further illustration of
the importance of writing and the relationship between oral and
written and between secular and clerical culture. It also contributes
to the understanding of the political culture of the period, which,
in turn, is closely related both to the development of the Church
and Christianity and to the use of writing for administrative purposes.
A CMS with this focus will help to reap the rich crops grown by
literacy studies by way of linking them to the entire array of social
practices in the northern region of Medieval Europe.
Comparison between cultures and the study of cultural interaction
raise fundamental questions about the character and definition of
cultures. Cultural studies have gained increasing importance in
recent years, in the social sciences as well as in the humanities,
and the need for an interdisciplinary approach has become widely
recognised. Further, there has been an increasing awareness of the
complex relationship between culture, society, and material environment,
a development that has brought history and the social sciences on
the one hand and philological, aesthetic, and literary studies on
the other, more closely together. It has also, however, led to widely
different attitudes among scholars in the field, varying from economic
and technological determinism to cultural constructivism. These
are central problems throughout our programme, e.g. in the relationship
between the technology of writing, social change, and new ideas
and mental attitudes in explaining the Europeanisation of the periphery;
in the relationship between social, economic, and cultural factors
affecting Christianisation, the growth of the ecclesiastical organisation,
and state formation; and in the relationship between the historiographical
texts as the expression of mentality and society on the one hand,
and genre and linguistic structures on the other. The mentality
tradition within the French Annales School has made valuable contributions
to the understanding of collective attitudes. The heritage from
structuralism, in its novel and widely different forms in scholars
like Mary Douglas (1973), Clifford Geertz (1973), and Michel Foucault
(1966, 1975), has increased our awareness of the constraints inherent
in language and social practice. Both, however, may be criticised
for underestimating the importance of individual choice and systematic
thought and of tension and diversity between groups within a culture.
Here the microhistorial orientation (Ginzburg 1976, Geary 1994),
Berger's 'plausibility structures' (Berger 1969), and Bourdieu's
concepts of social praxis and social fields present valuable new
perspectives which we intend to pursue (Bourdieu 1980, 1991, cf.
also Mann 1986, Wuthnow 1989). In a similar way, we seek a middle
road between radical cultural constructivism (Foucault, Ariès,
and the deconstructivists) and the economic and technological determination
in Marxism and related traditions.
The Research Potential of CMS
As for our contribution to medieval studies in a global context,
Norway andScandinavia in general have no doubt been at a certain
distance from the main centres. On the other hand, this distance
also gives some new perspectives. It is striking how strong national
traditions have been in the great centres of medieval studies in
Britain, France, Germany, and, to a lesser extent, in the United
States. As a group, we are fairly familiar with all these countries,
and through our programme, we shall also add the Eastern European
perspective. Nor do we take for granted the same phenomena as do
our colleagues in other parts of Europe. We shall therefore be able
to discover problems and make comparisons which they are likely
to overlook.
In addition to its general importance in a European context, the
CMS will contribute significantly to the internationalisation of
Norwegian research in the humanities. A considerable literature,
mostly in the vernacular, was produced within the Old Norse culture
(Norway and Iceland) in the Middle Ages. This literature is already
the subject of international interest. Old Norse studies are represented
in a number of universities all over the world and form the subject
of regular international conferences. However, other aspects of
our medieval past and the study of it are less well known. Medieval
Norway presents an interesting example of state formation, and was
a country with close cultural and economic links with the centres
of medieval Europe, despite its distance from them and its relative
poverty. Norway also has a long and distinguished scholarly tradition
in medieval studies which is too little known in the rest of Europe,
largely because Norwegian scholars have mostly written in Norwegian.
A comparative programme of this kind, with extensive publications
in English, will make our sources, our past, and our earlier as
well as recent scholarship better known to the rest of the world.
Our group is also well qualified for carrying out such a programme,
as we have experience from research on Norwegian and Nordic as well
as general European history and culture and have good contacts with
the international scholarship in the field.
The relationship between periphery and centre as well as between
unity and diversity within Europe has received new actuality through
the present Europeanisation of Europe, a process that calls for
a redirection of historical and cultural studies as well as a re-evaluation
of our common heritage. In this context, the Middle Ages emerge
as a particularly formative period, the period when the Christian
and Greco-Roman culture of Late Antiquity met the Germanic and Slav
traditions of the periphery, and when an international elite culture
was developed within a system of independent states. Thus, both
the unity and diversity of Europe came into being during this period,
and insight into both is necessary in order to understand what happens
today and in order to preserve and present our European heritage
within a modern cultural and educational framework. A Norwegian
CMS on the periphery and centre of medieval Europe can make sure
that the voice of the North and the East will be strong when new
interpretations of the origins and identity of European history
are to be developed in the coming decades. We shall therefore give
high priority to transmitting the results of our research to a wider
audience, not only in the form of popularised versions of our scholarly
works, but also as part of a systematic effort to exploit our insight
in order to create the kind of books, exhibitions, radio and television
programmes etc., which can demonstrate the general relevance of
our studies of medieval Europe and show the connections between
the past, the present, and the future.
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